Issues : Regulation

video | August 10th, 2016

Raising the Bar: Top Challenges Facing Bank Boards

Enhanced regulatory oversight is one of the top challenges facing banks today. KPMG’s Lynn McKenzie offers solutions for bank boards to address this and other key concerns.

By: Lynn McKenzie
FinXTech
article | August 8th, 2016

How Government Disruption Impacts Fintech Innovation

The financial services marketplace is now being disrupted by legislation and regulation.

By: Kurt Helwig
BD Article
article | July 28th, 2016

What Elizabeth Warren and Donald Trump Have in Common

Why are Donald Trump and Sen. Elizabeth Warren, who are bitter opponents, both calling for reinstatement of the Glass-Steagall Act?

By: Jack Milligan, editor-in-chief for Bank Director
FinXTech
article | July 25th, 2016

How Mobile’s Popularity is Disrupting the Regulators

The world is going mobile and dragging banking along with it kicking and screaming.

By: Tim Melvin
FinXTech
article | July 22nd, 2016

Gaining a Competitive Advantage through Regtech

Banks can use technology to drive efficiency in regulatory compliance.

By: Dan Wheeler
article | June 8th, 2016

New Anti-Money Laundering Rules Will Impact Banks

When mandatory compliance with FinCEN’s new rule begins in 2018, banks will have more due diligence responsibilities in discovering the beneficial owners of the companies who are their customers.

By: Frank Mayer, Jonathan Levin, Richard Berman
viewpoint | April 15th, 2016

Using Big Data in Compliance with Consumer Protection Laws

While there are many potential advantages to the use of big data, recent statements and reports by the Consumer Financial Protection Bureau and the Federal Trade Commission have raised concerns.

By: Christina Gattuso
Bank Services
directorcorps | April 14th, 2016

How to Get Ready for a Safety and Soundness Exam

Here is what banks should do to prepare for this very important event.

By: Jack Milligan, editor-in-chief for Bank Director
BD Article
article | April 13th, 2016

How Will New Fiduciary Rules Impact the Bank?

Some think the Department of Labor’s new rules will fundamentally change asset management and some trust divisions.

By: Naomi Snyder
article | March 29th, 2016

How Regulators Could Foster the Fintech Sector

In this second part of a series on fintech regulation, the author explains how regulators can help encourage innovation.

By: Paul Schaus