Issues : Regulation
Raising the Bar: Top Challenges Facing Bank Boards
Enhanced regulatory oversight is one of the top challenges facing banks today. KPMG’s Lynn McKenzie offers solutions for bank boards to address this and other key concerns.
How Government Disruption Impacts Fintech Innovation
The financial services marketplace is now being disrupted by legislation and regulation.
What Elizabeth Warren and Donald Trump Have in Common
Why are Donald Trump and Sen. Elizabeth Warren, who are bitter opponents, both calling for reinstatement of the Glass-Steagall Act?
How Mobile’s Popularity is Disrupting the Regulators
The world is going mobile and dragging banking along with it kicking and screaming.
Gaining a Competitive Advantage through Regtech
Banks can use technology to drive efficiency in regulatory compliance.
New Anti-Money Laundering Rules Will Impact Banks
When mandatory compliance with FinCEN’s new rule begins in 2018, banks will have more due diligence responsibilities in discovering the beneficial owners of the companies who are their customers.
Using Big Data in Compliance with Consumer Protection Laws
While there are many potential advantages to the use of big data, recent statements and reports by the Consumer Financial Protection Bureau and the Federal Trade Commission have raised concerns.
How to Get Ready for a Safety and Soundness Exam
Here is what banks should do to prepare for this very important event.
How Will New Fiduciary Rules Impact the Bank?
Some think the Department of Labor’s new rules will fundamentally change asset management and some trust divisions.
How Regulators Could Foster the Fintech Sector
In this second part of a series on fintech regulation, the author explains how regulators can help encourage innovation.