Issues : Regulation

article | Regulation June 19th, 2017

Keeping an Eye on the Red Line: Avoiding Fair Lending Regulations

Making sure regulators don’t decide your bank is redlining is important. Here’s what to keep in mind.

By: Michael Dailey, John Bowman
article | Regulation June 7th, 2017

What Are the Prospects for Regulatory Reform?

The Trump administration promises regulatory reform. What are the chances it will succeed?

By: Matthew Dyckman, William Stern
article | Regulation May 31st, 2017

What Recent Deals Say about the Federal Reserve’s Focus on Fair Lending

A review of the latest bank mergers and acquisitions reveals a Federal Reserve focus on fair lending compliance.

By: Robert Azarow, Eleni Zanias, Kevin Toomey, Robert Fischbeck
viewpoint | Regulation April 17th, 2017

How an OCC Fintech Charter Could Benefit the Underserved

The problem of the underserved in the financial sector is a global issue.

By: Christina Gattuso
article | Regulation April 12th, 2017

OCC Fintech Charter: Considerations for Banks

The OCC recently announced they would be granting charters to fintech companies. We explore the impact on banks.

By: Lee Schneider, Naeha Prakash, Lilya Tessler, Liz Alspector
article | Regulation March 1st, 2017

Banks Need to Watch Out for Compliance with the Servicemembers Civil Relief Act

Federal regulators have increased the enforcement tempo for SCRA compliance.

By: John Costello, Jr.
article | Regulation February 13th, 2017

Regulators Focus on Sales Practices: Responding to Heightened Scrutiny

Now is the time for bank boards and management to assess exposure and take steps to strengthen practices.

By: Gayle Woodbury, Michele Sullivan
article | Regulation January 23rd, 2017

What Does 2017 Hold for the Alternative Investment Industry?

Chris Andraca of BaseVenture gives us five predictions on what will dominate the alternative investment industry in 2017.

By: Chris Andraca
article | Regulation January 18th, 2017

Bank Regulatory Update: Three Things to Think About for 2017

Dennis Hild of Crowe Horwath LLP writes about three areas regulators are increasingly emphasizing in bank regulation.

By: Dennis Hild
article | Regulation January 13th, 2017

Looking to Save Money on Compliance? Here’s How

MEDICI, which helps companies navigate the world of fintech, explores the potential benefits of technology in compliance.

By: Elena Mesropyan