Regulation

  • Article | Regulation
  • March 1st, 2017

Banks Need to Watch Out for Compliance with the Servicemembers Civil Relief Act

Federal regulators have increased the enforcement tempo for SCRA compliance.

  • Article | Regulation
  • February 13th, 2017

Regulators Focus on Sales Practices: Responding to Heightened Scrutiny

Now is the time for bank boards and management to assess exposure and take steps to strengthen practices.

  • Article | Regulation
  • January 23rd, 2017
  • FinXTech

What Does 2017 Hold for the Alternative Investment Industry?

Chris Andraca of BaseVenture gives us five predictions on what will dominate the alternative investment industry in 2017.

  • Article | Regulation
  • January 18th, 2017

Bank Regulatory Update: Three Things to Think About for 2017

Dennis Hild of Crowe Horwath LLP writes about three areas regulators are increasingly emphasizing in bank regulation.

  • Article | Regulation
  • January 13th, 2017

Looking to Save Money on Compliance? Here’s How

MEDICI, which helps companies navigate the world of fintech, explores the potential benefits of technology in compliance.

  • Article | Regulation
  • December 16th, 2016
  • FinXTech

Is Trump Good for Fintech, or Bad?

Fintech firms that prosper under a Trump Administration will be those that can partner with a bank to offer financial products and services to bank customers in a more efficient and profitable manner.

  • Article | Regulation
  • December 13th, 2016
  • BD Article

What to Know About the New Fintech Charter

The special purpose charter for fintech companies may lead to more innovation and better products and services, but some community banks remain skeptical.

  • Article | Regulation
  • December 5th, 2016

Diversity Policies and Practices: Is Your Bank Ready for the New Rules?

Regulators have begun sending letters to banks asking about their diversity self-assessments. Make sure your bank is prepared.

  • Article | Regulation
  • November 11th, 2016
  • FinXTech

CFPB Assumes ’Catalyst’ Role in Fintech Innovation

Project Catalyst is a program in which the CFPB works with fintech firms to encourage the development of new consumer-friendly products.

  • Article | Regulation
  • November 10th, 2016
  • BD Article

Election Results Could Mean Less Regulation for Banks

Industry observers think a Republican-controlled Congress and President Trump will weaken the Consumer Financial Protection Bureau, but not get rid of the Dodd-Frank Act.