Contributor : msullivan

article | February 13th, 2017

Regulators Focus on Sales Practices: Responding to Heightened Scrutiny

Now is the time for bank boards and management to assess exposure and take steps to strengthen practices.

By: Gayle Woodbury, Michele Sullivan
article | December 22nd, 2015

Getting Started With Third-Party Risk Management: Two Key Questions

A thoughtful approach based on an initial assessment of the bank’s current state can result in better risk management and compliance that aren’t overly burdensome.

By: Michele Sullivan
article | June 8th, 2011

The Internal Auditor’s Role in Regulatory Compliance

Michele Sullivan, partner at Crowe Horwath, outlines the role of a bank's internal audit department and how to ensure an effective compliance management program.

By: Michele Sullivan