Regulation

  • Article | Regulation
  • March 29th, 2016

How Regulators Could Foster the Fintech Sector

In this second part of a series on fintech regulation, the author explains how regulators can help encourage innovation.

  • Article | Regulation
  • March 16th, 2016

Regulators Should Force Fintechs to Protect Consumers

Regulators’ first priority in fintech oversight has to be keeping customers’ information out of the wrong hands.

  • Article | Regulation
  • February 24th, 2016

Five Steps for Dealing With Subjective Regulation

Bank directors are challenged to understand evolving subjective standards in regulation.

  • Article | Regulation
  • January 1st, 2016

What To Do To Prepare for a CFPB Examination

Baker Tilly writes about steps to prepare for an exam.

  • Article | Regulation
  • November 23rd, 2015

Using Reg A+ to Raise Capital and Grow Your Bank

A recent Securities and Exchange Commission amendment to Regulation A allows small private companies and non-reporting public companies to raise up to $50 million in capital from regular investors without registering with the SEC.

  • Article | Regulation
  • September 24th, 2015

Regulatory Scrutiny Focuses on Inadequate Strategic and Capital Planning

Once again, regulators are zeroing in on inadequate strategic and capital planning processes at many community banks.

  • Article | Regulation
  • August 17th, 2015

The Current Status of Dodd-Frank Act Compensation Rules

With Dodd-Frank seeing its fifth anniversary, compensation regulations are starting to be finalized, says McLagan’s Todd Leone and Liz Kiley.

  • Article | Regulation
  • July 22nd, 2015

A Momentous Court Decision May Hurt Bank Lending Powers

Stinson Leonard Street LLP attorneys criticize a recent appellate court decision that could harm banks' ability to sell bad debt.

  • Video | Regulation
  • May 15th, 2015

How Size Matters: Regulatory Considerations for Growth

Gregory Lyons of Debevoise discusses the nuances of different asset thresholds and what banks must consider.

  • DirectorCorps | Regulation
  • May 15th, 2015
  • DirectorCorps

The Regulatory Tiers: Should You Grow Past $1 Billion, $5 Billion or Even $10 Billion in Assets?

This article describes what to consider when planning a growth strategy past the different tiers that trigger more regulation.