Regulation

  • Article | Regulation
  • July 28th, 2016
  • BD Article

What Elizabeth Warren and Donald Trump Have in Common

Why are Donald Trump and Sen. Elizabeth Warren, who are bitter opponents, both calling for reinstatement of the Glass-Steagall Act?

  • Article | Regulation
  • June 8th, 2016

New Anti-Money Laundering Rules Will Impact Banks

When mandatory compliance with FinCEN’s new rule begins in 2018, banks will have more due diligence responsibilities in discovering the beneficial owners of the companies who are their customers.

  • Viewpoint | Regulation
  • April 15th, 2016

Using Big Data in Compliance with Consumer Protection Laws

While there are many potential advantages to the use of big data, recent statements and reports by the Consumer Financial Protection Bureau and the Federal Trade Commission have raised concerns.

  • DirectorCorps | Regulation
  • April 14th, 2016
  • DirectorCorps

How to Get Ready for a Safety and Soundness Exam

Here is what banks should do to prepare for this very important event.

  • Article | Regulation
  • April 13th, 2016
  • BD Article

How Will New Fiduciary Rules Impact the Bank?

Some think the Department of Labor’s new rules will fundamentally change asset management and some trust divisions.

  • Article | Regulation
  • March 29th, 2016

How Regulators Could Foster the Fintech Sector

In this second part of a series on fintech regulation, the author explains how regulators can help encourage innovation.

  • Article | Regulation
  • March 16th, 2016

Regulators Should Force Fintechs to Protect Consumers

Regulators’ first priority in fintech oversight has to be keeping customers’ information out of the wrong hands.

  • Article | Regulation
  • February 24th, 2016

Five Steps for Dealing With Subjective Regulation

Bank directors are challenged to understand evolving subjective standards in regulation.

  • Article | Regulation
  • January 1st, 2016

What To Do To Prepare for a CFPB Examination

Baker Tilly writes about steps to prepare for an exam.

  • Article | Regulation
  • November 23rd, 2015

Using Reg A+ to Raise Capital and Grow Your Bank

A recent Securities and Exchange Commission amendment to Regulation A allows small private companies and non-reporting public companies to raise up to $50 million in capital from regular investors without registering with the SEC.

« Previous1234567...12Next »